Remote Trading Surveillance Analyst Job Description

Position Overview: Role Summary and Purpose

Become a vital part of a high-performing compliance team as a Remote Trading Surveillance Analyst. This position empowers you to ensure the fairness and transparency of global financial markets by identifying irregular activities and maintaining strict adherence to regulatory protocols. It’s an excellent fit for professionals who are analytical, detail-driven, and committed to maintaining ethical trading environments.

Key Responsibilities: Primary Duties and Accountabilities

Trade Monitoring and Analytical Surveillance

• Review post-trade and intraday activity involving equity, fixed-income, and derivatives.
• Detect unusual behavior suggestive of insider trading, spoofing, layering, or wash trades.
• Utilize logic-based alert systems and scenario testing to catch hidden risk patterns.

Investigative Compliance and Regulation Review

• Examine flagged alerts to determine risk relevance and compliance implications.
• Write clear and actionable summaries for internal escalation and documentation.
• Coordinate with legal and supervisory departments on the development of resolution protocols.

Reporting and Audit Documentation

• Generate and maintain accurate audit trails, aligning with enforcement and industry guidelines.
• Deliver timely surveillance summaries and participate in audit readiness checks.
• Analyze trend data to improve alert logic and optimize workflow precision.

Cross-Functional and Stakeholder Collaboration

• Support compliance training initiatives and contribute insights to improve surveillance policies.
• Liaise with platform developers to enhance trade surveillance algorithms.
• Share timely insights with leadership to inform strategic decisions and mitigate exposure.

Work Environment: Remote Conditions and Team Culture

• Work from any location while maintaining full-time productivity.
• Join a collaborative virtual team committed to trust, accountability, and innovation.
• Benefit from structured onboarding, peer mentorship, and career coaching.
• Thrive in a digital workspace designed to balance autonomy and communication.

Tools and Technology: Systems and Platforms Utilized

• Monitor trades using cutting-edge tools like ACA ComplianceAlpha, NICE Actimize, or SMARTS.
• Perform deep data analysis with Excel models, SQL scripts, and Python-based automation.
• Access real-time trade data and alerts through secure, cloud-based environments.
• Communicate effectively using integrated collaboration systems like Slack and Confluence.

Qualifications: Education, Experience, and Competencies

Required Skills and Professional Background

• Degree in Finance, Accounting, Business, or a quantitative discipline.
• At least two years of hands-on experience in trade surveillance, compliance, or audit functions.
• Familiarity with capital markets, trade execution protocols, and risk indicators.
• Exceptional ability to synthesize extensive data sets into meaningful risk narratives.
• Strong command of regulatory compliance (SEC, FINRA, MiFID II).

Preferred Attributes and Additional Expertise

• Previous exposure to global compliance norms and cross-border regulations.
• High level of comfort with investigative research and case management.
• Strong ethical foundation and commitment to impartiality.
• Adaptability in working across different time zones and platforms.

Career Growth and Industry Impact

• Position yourself at the forefront of surveillance innovation.
• Develop expertise in market integrity frameworks that span international jurisdictions.
• Contribute to the evolution of real-time regulatory technology.
• Expand your network through industry participation and continuous learning.
• Build a path toward leadership roles in compliance, fraud detection, or regulatory consulting.

Compensation and Employee Benefits

• Annual base salary: $83,699.
• Comprehensive health and wellness programs tailored for remote employees.
• Paid time off, holidays, and flexible work policies.
• Continuing education allowances for relevant certifications and coursework.
• Ergonomic home office reimbursement and technology support.
• Performance-based reviews and long-term incentive opportunities.

Success Metrics: What High Performance Looks Like

• Accuracy and consistency in analyzing and escalating alerts.
• Timely completion of investigations and compliance deliverables.
• Effective communication of findings with clarity and precision.
• Collaboration with cross-functional partners to strengthen governance.
• Continuous learning and adaptability to new systems or regulations.

Call to Action: Apply Now to Advance Your Career

Ready to make a meaningful impact in a role where your attention to detail can drive financial integrity? Apply today for the Remote Trading Surveillance Analyst role and bring your expertise to an organization dedicated to responsible and fair market practices.

Step forward into a career where your analytical mindset and ethical values will be celebrated. Shape the future of digital compliance—one trade at a time.